Course Content
Module 1: Sanctions Fundamentals and Global Regulatory Landscape
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Introduction to Economic and Financial Sanctions
00:00
Types of Sanctions: Comprehensive, Targeted, Sectoral and Activity-Based
00:00
Major Sanctions Authorities: UN, OFAC, EU, UK and Other Regimes
00:00
Primary, Secondary and Extraterritorial Sanctions Risk
00:00
How to Read a Sanctions Program, Regulation and General License
00:00
Module 2: Sanctions Lists, Ownership and Prohibited Relationships
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Understanding Sanctions Lists and Designation Data
00:00
Blocked Parties, Restricted Parties and Sectoral Sanctions
00:00
OFAC’s 50 Percent Rule and Ownership Aggregation
00:00
Beneficial Ownership, Control and Complex Corporate Structures
00:00
Sanctioned Jurisdictions, Geographic Risk and Territorial Scope
00:00
Module 3: Sanctions Compliance Program and Risk Management
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The Five Essential Components of a Sanctions Compliance Program
00:00
Conducting an Enterprise Sanctions Risk Assessment
00:00
Sanctions Governance, Roles and the Three Lines Model
00:00
Policies, Procedures, Internal Controls and Recordkeeping
00:00
Training, Quality Assurance, Independent Testing and Model Governance
00:00
Module 4: Customer, Name and Payment Screening Operations
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Customer and Counterparty Screening Across the Lifecycle
00:00
Payment Screening and the Anatomy of a Financial Message
00:00
Name Matching: Exact, Fuzzy, Phonetic and Transliteration Logic
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List Management, Data Quality and Screening System Controls
00:00
False Positives, Alert Volumes and Screening Optimization
00:00
Module 5: Sanctions Alert Investigation and Case Management
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The End-to-End Sanctions Alert Investigation Process
00:00
Determining a True Match, False Match or Inconclusive Match
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Investigating Entities, Vessels, Aircraft and Maritime Alerts
00:00
Escalation, Legal Review and Decision Documentation
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Blocking, Freezing, Rejecting, Returning and Holding Transactions
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Module 6: Reporting, Evasion Typologies and Advanced Practice
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Sanctions Evasion Red Flags and Common Concealment Techniques
00:00
Trade Finance, Shipping and Proliferation Financing Risk
00:00
Digital Assets, Fintech and Emerging Sanctions Risks
00:00
Sanctions Compliance Masterclass
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